Serials cataloging manual / Working in Barton

Holdings Permissions:

or, What Serials Cataloging is responsible for vs. what the local processing units are responsible for


Policy

Serials Cataloging is responsible for the summary holdings statement for each local unit in the Libraries. Serials Cataloging is responsible for changing the summary holdings statement in either the copy set or in the note field on a record lacking a copy set.

The background for this policy is that Serials Cataloging creates the summary holdings statement at the point of cataloging. Ongoing maintenance and creation of the holdings statement requires familiarity with complex holdings formats (NISO and USMARC). For efficiency in training and consistency in the holdings statement, the work is done in Serials Cataloging.

The local units may change or add notes to the copy set or to the note field in certain cases (examples below).


Where summary holdings statements are recorded

On a bibliographic record with a copy set, the holdings statement is located on the copy set under the phrase "Library has:", or on a bibliographic record lacking a copy set, the holdings statement is recorded in the note field.

Examples

Record with a copy set:


 Local Control # :10326256
           TITLE :Genome /
        OCLC NO. :ocm15354799
       CONTINUES :Canadian journal of genetics and cytology
       PUBLISHED :Ottawa, Canada : The Council, c1987-
   PHYSICAL DESC :v. : ill. ; 28 cm.
  LIBRARY        COLLECTION                    CALL NUMBER
  ------------- ----------------------------- -------------------
  1.  SCIENCE        JOURNAL                       QH.C217
     Library Has:
       v.29:no.1 (1987:Feb.)-
     Last rec'd: v.39 no.5  / OCT 1996

Record lacking a copy set (summary holdings statement recorded in a note) :


   Local Control # :10295301                               
Number of holdings :2
           TITLE :IEEE transactions on sonics and ultrasonics.
        OCLC NO. :ocm01752561
       CONTINUES :IEEE transactions on ultrasonics engineering
    CONTINUED BY :IEEE transactions on ultrasonics, ferroelectrics, and frequency control
       PUBLISHED :[New York, Institute of Electrical and Electronics Engineers]
    
     LIBRARY        COLLECTION / CALL NUMBER                STATUS / DUE DATE
     -------------- --------------------------------------- ----------   
     1. BARKER       JOURNAL / No Call # / v.SU-11, no.1,    Serial 
                     June 1964-v.SU-32, no.6, Nov. 1985 /
                     Latest 20 years in Barker; earlier in
                     RSC
     2. BARKER       MCRFORM / No Call # Mfch / v.SU-17,     Serial 
                     no.1, Jan. 1970-v.SU-31, no.4, July
                     1984

When you choose either 1 or 2 above, you can start the process to retrieve the holdings statement in the note field below, called "***Notes attached***".


Local Control #:  10295301
    Status     : Not Available                                Format  : SE
    Title      : IEEE transactions on sonics and ultrasonics
    Author     : IEEE Sonics and Ultrasonics Group
    Updated By :                   Patron  :                  Last out:
    Update Date: 06/26/95  05:52pm Due Date:                  Created : 06/26/95
    Barcode      : N10036732                  Owning Data  : MIT,BARKER,
    Institution  : MIT = MIT                               : NOLOAN,MCRFORM,
    Bldg/subloc  : BARKER = Barker Librar                  : No Call # Mfch,,
    Collection   : MCRFORM                                 : Serial
    Call Number  : No Call # Mfch             Circ Code    : NOLOAN
    Call#Suffix  : Serial                     Placeholder  : N
          ***Notes attached***

Options:    Enter specified line number
  ? help   # line   Line by line   Display notes   Circ usage   Print
  Binding entry   Card print   Status   Delete   File   Exit
  Additional parameters   Owning data

Choose 'Display notes' from the menu above and you will see the following display:


HOLDINGS NOTES SUMMARY
 
 Status     : Not Available                                Format  : SE
 Title      : IEEE transactions on sonics and ultrasonics
 Author     : IEEE Sonics and Ultrasonics Group
 Updated By :                   Patron  :                  Last out:
 
     TYPE       NOTES
  1. NONPUBLIC  v.SU-11, no.1, June 1964-v.SU-32, no.6, Nov. 1985
                / Latest 20 years in Barker; earlier in RSC

Choose line 1 "NONPUBLIC" (from above) and you will see the following display:


HOLDINGS NOTES DETAIL
 
 Status     : Not Available                                Format  : SE
 Title      : IEEE transactions on sonics and ultrasonics
 Author     : IEEE Sonics and Ultrasonics Group
 Updated By :                   Patron  :                  Last out:
 
  1. PUBLIC DISPLAY : N
  2. NOTES          : v.SU-11, no.1, June 1964-v.SU-32, no.6, Nov. 1985 / Lat
                      est 20 years in Barker; earlier in RSC


Options:    Enter specified line number
  # line   Line by line   Accept   Delete   ? help   Exit

Choose line 2 "NOTES" (from above) and the note will be highlighted for editing.


Type of notes that the local units may add to either the copy set or to the note field

Note: Please note the subtle differences between the holdings statement "Latest only kept" (or Latest xxx year(s) only kept, etc.) and a storage retention note such as "Latest on Ref", 'Latest ed. in Barker", etc. Serials Cataloging is responsible for adding or changing the holdings statement "Latest only kept" in the note or on the copy set, as this is a holdings statement. The local units may, however, add or change the storage retention note in either the note or the copy set.

Examples

Record with a copy set:

 Local Control # :10326256
           TITLE :Genome /
        OCLC NO. :ocm15354799
       CONTINUES :Canadian journal of genetics and cytology
       PUBLISHED :Ottawa, Canada : The Council, c1987-
     LIBRARY        COLLECTION                    CALL NUMBER
     -------------- ----------------------------- -------------------
    1.  SCIENCE        JOURNAL                       QH.C217
     Library Has:
       v.29:no.1 (1987:Feb.)-   ;
              Note: Latest on Ref      -----this is the storage retention note



Record lacking a copy set:

Summary holdings statement = Note: Latest only kept

Storage retention note = Note: v.1:no.1 (1978)- / Latest on Ref


Special situations

Creation of copy sets in local units

Before the local unit creates a copy set, a screen print of the brief record displaying the summary holdings statement and items attached to the record is printed out. The screen print is then forwarded to Serials Cataloging for completion of the holdings statement and linking of all items in the copy set. The local unit is not responsible for completing the summary holdings in the copy set. Any storage retention notes to be added to the copy set at this time, e.g. Latest 10 years in Barker; earlier in RSC, may be noted on the screen print for completion by Serials Cataloging. After this initial completion of the copy set in Serials Cataloging, these same storage retention notes may be added or changed by the local unit.

Transfers/sublocation changes from one local unit to another

Serials Cataloging is responsible for ALL changes to sublocations including full transfers to RSC because of complexities associated with items linked to copysets (unlike monograph transfers where the local units may change the sublocation).


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